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BALL Corp — Director's Dealing 2015
Feb 7, 2015
30458_dirs_2015-02-06_c806edda-bc61-418f-8ff5-9b006caa4061.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-02-04
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-04 | Common Stock | J | 6700 | $66.15 | Acquired | 144399.2116 | Indirect |
| 2015-02-04 | Common Stock | F | 2254 | $66.15 | Disposed | 142145.2116 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-04 | Restricted Stock Units | $ | J | 5500 | Disposed | Common Stock (5500) | Direct | |
| 2015-02-04 | Restricted Stock Units | $ | J | 6700 | Disposed | Common Stock (6700) | Indirect | |
| 2015-02-04 | Deferred Compensation Company Stock Plan | $ | J | 5802.3432 | Acquired | Common Stock (5802.3432) | Direct | |
| 2015-02-04 | Restricted Stock Units | $ | A | 17465 | Acquired | Common Stock (17465) | Direct | |
| 2015-02-04 | Stock Appreciation Rights (sars) | $66.15 | A | 3749 | Acquired | 2025-02-04 | Common Stock (3749) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2664.66 | Indirect |
| Common Stock | 36520.6865 | Direct |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F7: Lapse of restricted stock units.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F10: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
F11: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.