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BALL Corp — Director's Dealing 2015
Mar 17, 2015
30458_dirs_2015-03-17_937b43f0-402c-477f-954b-a26b270fc679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-03-13
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | J | 120 | $69.17 | Acquired | 36640.6865 | Direct |
| 2015-03-13 | Common Stock | F | 120 | $69.17 | Disposed | 36520.6865 | Direct |
| 2015-03-16 | Common Stock | J | 6.6351 | $70.41 | Acquired | 36527.3216 | Direct |
| 2015-03-16 | Common Stock | J | 32.516 | $70.41 | Acquired | 147454.7276 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Restricted Stock Units | $ | J | 3600 | Disposed | Common Stock (3600) | Direct | |
| 2015-03-13 | Deferred Compensation Company Stock Plan | $ | J | 3480 | Acquired | Common Stock (3480) | Direct | |
| 2015-03-16 | Deferred Compensation Company Stock Plan | $ | J | 102.7833 | Acquired | Common Stock (102.7833) | Direct | |
| 2015-03-16 | Deferred Compensation Company Stock Plan | $ | J | 83.4261 | Acquired | Common Stock (83.4261) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2696.102 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F4: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7: Lapse of restricted stock units.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F10: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F11: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.