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BALL Corp — Director's Dealing 2015
Mar 17, 2015
30458_dirs_2015-03-17_3d1ad6ad-c5da-497c-94c7-f9fafcb2ae36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-03-13
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | J | 6160 | $69.17 | Acquired | 164275.0254 | Direct |
| 2015-03-13 | Common Stock | F | 1971 | $69.17 | Disposed | 162304.0254 | Direct |
| 2015-03-16 | Common Stock | J | 59.7861 | $70.41 | Acquired | 162363.8115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Restricted Stock Units | $ | J | 8800 | Disposed | Common Stock (8800) | Direct | |
| 2015-03-13 | Deferred Compensation Company Stock Plan | $ | J | 2640 | Acquired | Common Stock (2640) | Direct | |
| 2015-03-16 | Deferred Compensation Company Stock Plan | $ | J | 166.5113 | Acquired | Common Stock (166.5113) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4039.081 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F10: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.