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BALL Corp — Director's Dealing 2015
Mar 17, 2015
30458_dirs_2015-03-17_814eeadb-0391-43b6-98c7-034821fc5842.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-03-13
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | J | 12000 | $69.17 | Acquired | 182090.4809 | Direct |
| 2015-03-13 | Common Stock | F | 3838 | $69.17 | Disposed | 178252.4809 | Direct |
| 2015-03-16 | Common Stock | J | 112.3345 | $70.41 | Acquired | 178364.8154 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Restricted Stock Units | $ | J | 12000 | Disposed | Common Stock (12000) | Direct | |
| 2015-03-16 | Deferred Compensation Company Stock Plan | $ | J | 279.8059 | Acquired | Common Stock (279.8059) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4438.838 | Indirect |
| Common Stock | 58200 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7: Lapse of restricted stock units.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F10: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.