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BALL Corp — Director's Dealing 2015
Mar 17, 2015
30458_dirs_2015-03-17_d53de2b0-7015-47c9-85cf-433496c7ddd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-03-13
Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | J | 6.1804 | $70.41 | Acquired | 33798.7781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Restricted Stock Units | $ | J | 3200 | Disposed | Common Stock (3200) | Direct | |
| 2015-03-13 | Deferred Compensation Company Stock Plan | $ | J | 3200 | Acquired | Common Stock (3200) | Direct | |
| 2015-03-16 | Deferred Compensation Company Stock Plan | $ | J | 88.686 | Acquired | Common Stock (88.686) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2531.861 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 640 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed restricted stock units are deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include a company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.