AI assistant
BALL Corp — Director's Dealing 2015
Mar 18, 2015
30458_dirs_2015-03-18_eed0ba53-0d84-4f66-9931-d91a59296dd7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-03-16
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | M | 4250 | $19.87 | Acquired | 40777.3216 | Direct |
| 2015-03-16 | Common Stock | S | 4250 | $69.9409 | Disposed | 36527.3216 | Direct |
| 2015-03-17 | Common Stock | M | 4250 | $19.87 | Acquired | 40777.3216 | Direct |
| 2015-03-17 | Common Stock | F | 1212 | $69.73 | Disposed | 39565.3216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Employee Stock Option (Right to Buy) | $19.87 | M | 4250 | Disposed | 2015-04-28 | Common Stock (4250) | Direct |
| 2015-03-17 | Stock Option (iso) (Right to Buy) | $19.87 | M | 4250 | Disposed | 2015-04-28 | Common Stock (4250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2696.102 | Indirect |
| Common Stock | 147454.7276 | Indirect |
Footnotes
F1: Exercise of stock options.
F2: Exercise of Incentive Stock Options (ISO).
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).