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BALL Corp — Director's Dealing 2015
May 5, 2015
30458_dirs_2015-05-05_59b9d1ac-ee37-45e5-8934-8ce0357a1b6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-05-04
Reporting Person: Peterson James N (VP, Marketing & Corp. Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-04 | Common Stock | M | 4800 | $25.055 | Acquired | 20513.8735 | Direct |
| 2015-05-04 | Common Stock | S | 400 | $74.885 | Disposed | 20113.8735 | Direct |
| 2015-05-04 | Common Stock | S | 800 | $74.88 | Disposed | 19313.8735 | Direct |
| 2015-05-04 | Common Stock | S | 2500 | $74.87 | Disposed | 16813.8735 | Direct |
| 2015-05-04 | Common Stock | S | 400 | $74.86 | Disposed | 16413.8735 | Direct |
| 2015-05-04 | Common Stock | S | 100 | $74.85 | Disposed | 16313.8735 | Direct |
| 2015-05-04 | Common Stock | S | 500 | $74.845 | Disposed | 15813.8735 | Direct |
| 2015-05-04 | Common Stock | S | 100 | $74.84 | Disposed | 15713.8735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-04 | Deferred Compensation Company Stock Plan | $ | I | 5364.0123 | Disposed | Common Stock (5364.0123) | Direct | |
| 2015-05-04 | Employee Stock Option (Right to Buy) | $25.055 | M | 4800 | Disposed | 2018-04-23 | Common Stock (4800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 479.086 | Indirect |
Footnotes
F1: Exercise of stock options.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund into another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.
F5: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.