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BALL Corp — Director's Dealing 2014
Feb 12, 2014
30458_dirs_2014-02-11_70ee4956-72a1-41c3-8ff8-cba7d1437567.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-02-07
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-07 | Common Stock | J | 41365 | $51.66 | Disposed | 222850.5362 | Direct |
| 2014-02-07 | Common Stock | J | 41365 | $51.66 | Acquired | 203229 | Indirect |
| 2014-02-07 | Common Stock | F | 30882 | $51.66 | Disposed | 191968.5362 | Direct |
| 2014-02-07 | Common Stock | J | 12006 | $51.66 | Acquired | 215235 | Indirect |
| 2014-02-07 | Common Stock | F | 3557 | $51.66 | Disposed | 211678 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-07 | Deferred Compensation Company Stock Plan | $ | J | 12006 | Disposed | Common Stock (12006) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7887.793 | Indirect |
| Common Stock | 120000 | Indirect |
| Common Stock | 177485 | Indirect |
Footnotes
F1: Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.
F2: Shares withheld for payment of the tax obligation upon the distribution of 72,247 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F3: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Plan due to retirement as an officer of the Company.
F4: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F5: Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F8: Stock units in Ball Corporation's 2005 Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.