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BALL Corp — Director's Dealing 2014
Feb 12, 2014
30458_dirs_2014-02-11_d8ee6e0f-eb5d-4c29-9cde-e63c6529c8f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-02-07
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-07 | Common Stock | F | 6184 | $51.66 | Disposed | 138239.2268 | Indirect |
| 2014-02-07 | Common Stock | J | 4129 | $51.66 | Acquired | 142368.2268 | Indirect |
| 2014-02-07 | Common Stock | F | 1224 | $51.66 | Disposed | 141144.2268 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-07 | Deferred Compensation Company Stock Plan | $ | J | 4129 | Disposed | Common Stock (4129) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2452.377 | Indirect |
| Common Stock | 36490.3096 | Direct |
Footnotes
F1: Shares withheld for payment of the tax obligation upon the distribution of 16,764 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan due to retirement as an officer of the Company.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan due to retirement as an officer of the Company.
F4: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.