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BALL Corp — Director's Dealing 2014
Mar 18, 2014
30458_dirs_2014-03-18_c9570a29-e534-4c82-9c25-a70978057fc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-03-14
Reporting Person: Knobel Jeff A (Vice President & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-14 | Common Stock | J | 1403 | $54.03 | Acquired | 19898.8616 | Direct |
| 2014-03-14 | Common Stock | F | 449 | $54.03 | Disposed | 19449.8616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | Restricted Stock Units | $ | J | 2400 | Disposed | Common Stock (2400) | Direct | |
| 2014-03-14 | Deferred Compensation Company Stock Plan | $ | J | 1092.4081 | Acquired | Common Stock (1092.4081) | Direct | |
| 2014-03-17 | Deferred Compensation Company Stock Plan | $ | J | 18.5949 | Acquired | Common Stock (18.5949) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1079.064 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation of the lapse of restrictions on Table II Restricted Stock Units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.