AI assistant
BALL Corp — Director's Dealing 2014
Mar 18, 2014
30458_dirs_2014-03-18_e6fbc0b6-24b9-439e-9d2b-574a6ef4ebce.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-03-14
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-14 | Common Stock | J | 9000 | $54.03 | Acquired | 150346.4358 | Direct |
| 2014-03-14 | Common Stock | F | 4193 | $54.03 | Disposed | 146153.4358 | Direct |
| 2014-03-17 | Common Stock | J | 143.8217 | $54.53 | Acquired | 146297.2575 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | Restricted Stock Units | $ | J | 9000 | Disposed | Common Stock (9000) | Direct | |
| 2014-03-17 | Deferred Compensation Company Stock Plan | $ | J | 421.4363 | Acquired | Common Stock (421.4363) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4406.267 | Indirect |
| Common Stock | 58200 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7: Lapse of restricted stock units.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F10: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.