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BALL Corp — Director's Dealing 2014
Mar 19, 2014
30458_dirs_2014-03-19_39691750-73f4-4133-9fb9-2a9db24ccfad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-03-18
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | M | 4000 | $17.055 | Acquired | 40498.8046 | Direct |
| 2014-03-18 | Common Stock | S | 258 | $54.72 | Disposed | 40240.8046 | Direct |
| 2014-03-18 | Common Stock | S | 600 | $54.71 | Disposed | 39640.8046 | Direct |
| 2014-03-18 | Common Stock | S | 200 | $54.70 | Disposed | 39440.8046 | Direct |
| 2014-03-18 | Common Stock | S | 1102 | $54.69 | Disposed | 38338.8046 | Direct |
| 2014-03-18 | Common Stock | S | 384 | $54.68 | Disposed | 37954.8046 | Direct |
| 2014-03-18 | Common Stock | S | 228 | $54.67 | Disposed | 37726.8046 | Direct |
| 2014-03-18 | Common Stock | S | 1228 | $54.66 | Disposed | 36498.8046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Employee Stock Option (Right to Buy) | $17.055 | M | 4000 | Disposed | 2014-04-29 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2496.098 | Indirect |
| Common Stock | 145642.7234 | Indirect |
Footnotes
F1: Exercise of stock options.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F4: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.
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