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BALL Corp — Director's Dealing 2014
Mar 19, 2014
30458_dirs_2014-03-19_db8c3b5c-9244-46dc-b264-c28f960c99bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-03-18
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | M | 2784 | $17.055 | Acquired | 148426.7234 | Indirect |
| 2014-03-18 | Common Stock | M | 13216 | $17.055 | Acquired | 161642.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 300 | $54.57 | Disposed | 161342.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1180 | $54.58 | Disposed | 160162.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 500 | $54.59 | Disposed | 159662.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 107 | $54.60 | Disposed | 159555.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1600 | $54.61 | Disposed | 157955.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 2096 | $54.62 | Disposed | 155859.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1983 | $54.63 | Disposed | 153876.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 700 | $54.64 | Disposed | 153176.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 537 | $54.65 | Disposed | 152639.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1300 | $54.66 | Disposed | 151339.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 300 | $54.67 | Disposed | 151039.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1698 | $54.68 | Disposed | 149341.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1100 | $54.69 | Disposed | 148241.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 1000 | $54.70 | Disposed | 147241.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 700 | $54.71 | Disposed | 146541.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 500 | $54.72 | Disposed | 146041.7234 | Indirect |
| 2014-03-18 | Common Stock | S | 399 | $54.73 | Disposed | 145642.7234 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Stock Option (iso) (Right to Buy) | $17.055 | M | 2784 | Disposed | 2014-04-28 | Common Stock (2784) | Indirect |
| 2014-03-18 | Stock Option (Right to Buy) | $17.055 | M | 13216 | Disposed | 2014-04-28 | Common Stock (13216) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2496.098 | Indirect |
| Common Stock | 36498.8046 | Direct |
Footnotes
F1: Exercise of Incentive Stock Options (ISO)
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Exercise of stock options.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.