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BALL Corp — Director's Dealing 2014
May 19, 2014
30458_dirs_2014-05-19_517f93ec-bb99-4931-a723-5426f7695f84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-05-16
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-16 | Common Stock | M | 52536 | $24.66 | Acquired | 198873.9457 | Direct |
| 2014-05-16 | Common Stock | F | 36037 | $59.84 | Disposed | 162836.9457 | Direct |
| 2014-05-16 | Common Stock | M | 7464 | $24.66 | Acquired | 170300.9457 | Direct |
| 2014-05-16 | Common Stock | F | 3076 | $59.84 | Disposed | 167224.9457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-16 | Stock Appreciation Rights (sars) | $24.66 | M | 52536 | Disposed | 2017-04-25 | Common Stock (52536) | Direct |
| 2014-05-16 | Stock Option (iso) (Right to Buy) | $24.66 | M | 7464 | Disposed | 2017-04-25 | Common Stock (7464) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4414.088 | Indirect |
| Common Stock | 58200 | Indirect |
Footnotes
F1: Exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).
F3: Exercise of stock options (ISO).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.