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BALL Corp — Director's Dealing 2014
Jun 16, 2014
30458_dirs_2014-06-16_8c1bc24b-1565-454b-92e0-4834a4764b9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-06-13
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-13 | Common Stock | S | 533 | $60.27 | Disposed | 153213.3679 | Direct |
| 2014-06-13 | Common Stock | S | 300 | $60.26 | Disposed | 152913.3679 | Direct |
| 2014-06-13 | Common Stock | S | 1300 | $60.25 | Disposed | 151613.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.32 | Disposed | 151513.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.34 | Disposed | 151413.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.285 | Disposed | 151313.3679 | Direct |
| 2014-06-13 | Common Stock | S | 400 | $60.275 | Disposed | 150913.3679 | Direct |
| 2014-06-13 | Common Stock | S | 500 | $60.31 | Disposed | 150413.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.30 | Disposed | 150313.3679 | Direct |
| 2014-06-13 | Common Stock | S | 711 | $60.29 | Disposed | 149602.3679 | Direct |
| 2014-06-13 | Common Stock | S | 106 | $60.28 | Disposed | 149496.3679 | Direct |
| 2014-06-13 | Common Stock | S | 250 | $60.23 | Disposed | 149246.3679 | Direct |
| 2014-06-13 | Common Stock | S | 200 | $60.22 | Disposed | 149046.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.205 | Disposed | 148946.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.19 | Disposed | 148846.3679 | Direct |
| 2014-06-13 | Common Stock | S | 100 | $60.16 | Disposed | 148746.3679 | Direct |
| 2014-06-13 | Common Stock | J | 1200 | $60.87 | Acquired | 149946.3679 | Direct |
| 2014-06-13 | Common Stock | F | 559 | $60.87 | Disposed | 149387.3679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-13 | Restricted Stock Units | $ | J | 2400 | Disposed | Common Stock (2400) | Direct | |
| 2014-06-13 | Deferred Compensation Company Stock Plan | $ | J | 1200 | Acquired | Common Stock (1200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4016.56 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.