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BALL Corp — Director's Dealing 2014
Sep 11, 2014
30458_dirs_2014-09-11_9e15cd0a-bc8a-48ab-8f7f-289df56b6b38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-09-10
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Common Stock | M | 1800 | $19.87 | Acquired | 139413.6331 | Indirect |
| 2014-09-10 | Common Stock | M | 10407 | $19.87 | Acquired | 149820.6331 | Indirect |
| 2014-09-10 | Common Stock | S | 12207 | $66.00 | Disposed | 137613.6331 | Indirect |
| 2014-09-11 | Common Stock | M | 7793 | $19.87 | Acquired | 145406.6331 | Indirect |
| 2014-09-11 | Common Stock | M | 8000 | $21.845 | Acquired | 153406.6331 | Indirect |
| 2014-09-11 | Common Stock | S | 15793 | $65.50 | Disposed | 137613.6331 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Stock Option (iso) (Right to Buy) | $19.87 | M | 1800 | Disposed | 2015-04-27 | Common Stock (1800) | Indirect |
| 2014-09-10 | Stock Option (Right to Buy) | $19.87 | M | 10407 | Disposed | 2015-04-27 | Common Stock (10407) | Indirect |
| 2014-09-11 | Stock Option (Right to Buy) | $19.87 | M | 7793 | Disposed | 2015-04-27 | Common Stock (7793) | Indirect |
| 2014-09-11 | Stock Option (iso) (Right to Buy) | $21.845 | M | 8000 | Disposed | 2016-04-26 | Common Stock (8000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2593.405 | Indirect |
| Common Stock | 36506.4757 | Direct |
Footnotes
F1: Exercise of Incentive Stock Options (ISO).
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Exercise of stock options.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.