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BALL Corp — Director's Dealing 2014
Sep 17, 2014
30458_dirs_2014-09-17_0a22c811-2519-4940-93da-11b848db17b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-09-16
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | J | 378.7073 | $65.64 | Acquired | 193210.8485 | Direct |
| 2014-09-16 | Common Stock | S | 4045 | $65.71 | Disposed | 189165.8485 | Direct |
| 2014-09-16 | Common Stock | S | 1393 | $65.68 | Disposed | 187772.8485 | Direct |
| 2014-09-16 | Common Stock | S | 600 | $65.66 | Disposed | 187172.8485 | Direct |
| 2014-09-16 | Common Stock | S | 309 | $65.63 | Disposed | 186863.8485 | Direct |
| 2014-09-16 | Common Stock | S | 1773 | $65.62 | Disposed | 185090.8485 | Direct |
| 2014-09-16 | Common Stock | S | 2254 | $65.61 | Disposed | 182836.8485 | Direct |
| 2014-09-16 | Common Stock | S | 75 | $65.605 | Disposed | 182761.8485 | Direct |
| 2014-09-16 | Common Stock | S | 6278 | $65.60 | Disposed | 176483.8485 | Direct |
| 2014-09-16 | Common Stock | S | 400 | $65.595 | Disposed | 176083.8485 | Direct |
| 2014-09-16 | Common Stock | S | 9889 | $65.59 | Disposed | 166194.8485 | Direct |
| 2014-09-16 | Common Stock | S | 10262 | $65.58 | Disposed | 155932.8485 | Direct |
| 2014-09-16 | Common Stock | S | 1910 | $65.57 | Disposed | 154022.8485 | Direct |
| 2014-09-16 | Common Stock | S | 11143 | $65.56 | Disposed | 142879.8485 | Direct |
| 2014-09-16 | Common Stock | S | 5695 | $65.55 | Disposed | 137184.8485 | Direct |
| 2014-09-16 | Common Stock | S | 25974 | $65.52 | Disposed | 111210.8485 | Direct |
| 2014-09-16 | Common Stock | M | 82000 | $19.87 | Acquired | 193210.8485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Deferred Compensation Company Stock Plan | $ | J | 141.9458 | Acquired | Common Stock (0) | Direct | |
| 2014-09-16 | Employee Stock Option (Right to Buy) | $19.87 | M | 82000 | Disposed | 2015-04-27 | Common Stock (82000) | Direct |
| 2014-09-16 | Deferred Compensation Company Stock Plan | $ | I | 71813.6567 | Disposed | Common Stock (71813.6567) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7915.758 | Indirect |
| Common Stock | 82000 | Indirect |
| Common Stock | 181678 | Indirect |
| Common Stock | 194685 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: Exercise of Stock Options.
F3: Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F8: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
F9: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.