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BALL Corp — Director's Dealing 2014
Dec 3, 2014
30458_dirs_2014-12-03_bb74d781-5050-48bc-ad67-9b7bbe1aaa44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2014-12-02
Reporting Person: BRADFORD DOUGLAS K (V.P., GLOBAL TAX)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-02 | Common Stock | M | 8000 | $21.845 | Acquired | 29343.482 | Direct |
| 2014-12-02 | Common Stock | F | 2578 | $67.80 | Disposed | 26765.482 | Direct |
| 2014-12-02 | Common Stock | M | 4000 | $20.04 | Acquired | 30765.482 | Direct |
| 2014-12-02 | Common Stock | F | 1183 | $67.80 | Disposed | 29582.482 | Direct |
| 2014-12-02 | Common Stock | M | 12000 | $21.845 | Acquired | 41582.482 | Direct |
| 2014-12-02 | Common Stock | F | 7379 | $67.80 | Disposed | 34203.482 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-02 | Stock Option (iso) (Right to Buy) | $21.845 | M | 8000 | Disposed | 2016-04-26 | Common Stock (8000) | Direct |
| 2014-12-02 | Stock Option (iso) (Right to Buy) | $20.04 | M | 4000 | Disposed | 2019-01-28 | Common Stock (4000) | Direct |
| 2014-12-02 | Stock Appreciation Rights (sars) | $21.845 | M | 12000 | Disposed | 2016-04-26 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1040.761 | Indirect |
Footnotes
F1: Exercise of Incentive Stock Options (ISO).
F2: Exercise of Stock Appreciation Rights (SARS).
F3: Shares utilized to pay for the cost of the SARS and shares withheld for the payment of the tax obligation on the SARS exercise.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
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