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BALL Corp — Director's Dealing 2013
Jan 2, 2013
30458_dirs_2013-01-02_ea743439-17e0-4899-ac7c-81f9b0eee8bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-12-31
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P. & C.O.O. GLOBAL PKG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-31 | Common Stock | J | 2896 | $44.75 | Acquired | 156159.3185 | Direct |
| 2012-12-31 | Common Stock | F | 1192 | $44.75 | Disposed | 154967.3185 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Restricted Stock Units | $ | J | 2896 | Disposed | Common Stock (2896) | Direct | |
| 2012-12-31 | Restricted Stock Units | $ | J | 4798 | Disposed | Common Stock (4798) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13835.455 | Indirect |
| Common Stock | 5020 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Forfeiture of restricted stock units upon retirement and termination of employment pursuant to the Ball Corporation 2010 Stock Incentive Plan.