Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BALL Corp Director's Dealing 2013

Feb 1, 2013

30458_dirs_2013-02-01_0de005e3-95c1-4d36-b871-90eefeb1d273.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-01-30

Reporting Person: Williams Leroy James Jr (VP Information & Tech Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-31 Common Stock J 5200 $44.52 Acquired 20677.0465 Direct
2013-01-31 Common Stock F 1758 $44.52 Disposed 18919.0465 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-30 Stock Appreciation Rights (sars) $45.93 A 11400 Acquired 2023-01-30 Common Stock (11400) Direct
2013-01-30 Restricted Stock Units $ A 2600 Acquired Common Stock (2600) Direct
2013-01-31 Restricted Stock Units $ J 5200 Disposed Common Stock (5200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1912.461 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II restricted stock units.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5: Restricted stock units awarded in the Ball Corporation Stock and Cash Incentive Plan.

F6: Lapse of restricted stock units.