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BALL Corp Director's Dealing 2013

Feb 1, 2013

30458_dirs_2013-02-01_36a065c3-a927-4e15-9885-561378341cc7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-01-30

Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-31 Common Stock J 4800 $44.52 Acquired 44645.96 Direct
2013-01-31 Common Stock F 1618 $44.52 Disposed 43027.96 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-30 Stock Appreciation Rights (sars) $45.93 A 23700 Acquired 2023-01-30 Common Stock (23700) Direct
2013-01-30 Restricted Stock Units $ A 5450 Acquired Common Stock (5450) Direct
2013-01-31 Restricted Stock Units $ J 9600 Disposed Common Stock (9600) Direct
2013-01-31 Deferred Compensation Company Stock Plan $ J 5249.2363 Acquired Common Stock (5249.2363) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1982.147 Indirect
Common Stock 400 Indirect
Common Stock 640 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: SARS (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7: Receipt of performance contingent restricted stock unit grant under the Ball Corporation Stock and Cash Incentive Plan, which vests in three years upon the attainment of the performance criteria.

F8: Lapse of restricted stock units.

F9: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F10: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.

F11: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.