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BALL Corp — Director's Dealing 2013
Feb 1, 2013
30458_dirs_2013-02-01_256a28b5-7e59-489a-9b47-762c31c9e632.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-01-30
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-31 | Common Stock | J | 10220 | $44.52 | Acquired | 142569.395 | Direct |
| 2013-01-31 | Common Stock | F | 3343 | $44.52 | Disposed | 139226.395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-30 | Stock Appreciation Rights (sars) | $45.93 | A | 42200 | Acquired | 2023-01-30 | Common Stock (42200) | Direct |
| 2013-01-30 | Restricted Stock Units | $ | A | 9700 | Acquired | Common Stock (9700) | Direct | |
| 2013-01-31 | Restricted Stock Units | $ | J | 14600 | Disposed | Common Stock (14600) | Direct | |
| 2013-01-31 | Deferred Compensation Company Stock Plan | $ | J | 4829.2363 | Acquired | Common Stock (4829.2363) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3838.91 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Receipt of performance contingent restricted stock unit award under the Ball Corporation Stock and Cash Incentive Plan, which vests in three years upon the attainment of the performance criteria.
F7: Lapse of restricted stock units.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.
F10: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.