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BALL Corp — Director's Dealing 2013
Feb 11, 2013
30458_dirs_2013-02-11_b6b06c1d-bfdf-410f-bd9a-b970d28da3ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-02-08
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-08 | Common Stock | G | 39842 | $44.75 | Disposed | 343053.2063 | Direct |
| 2013-02-08 | Common Stock | F | 31598 | $44.75 | Disposed | 311455.2063 | Direct |
| 2013-02-08 | Common Stock | G | 39842 | $44.75 | Acquired | 102591 | Indirect |
| 2013-02-08 | Common Stock | M | 102856 | $44.75 | Acquired | 414311.2063 | Direct |
| 2013-02-08 | Common Stock | F | 45493 | $44.75 | Disposed | 368818.2063 | Direct |
| 2013-02-08 | Common Stock | G | 57363 | $44.75 | Disposed | 311455.2063 | Direct |
| 2013-02-08 | Common Stock | G | 57363 | $44.75 | Acquired | 159954 | Indirect |
| 2013-02-08 | Common Stock | M | 5449 | $44.52 | Acquired | 316904.2063 | Direct |
| 2013-02-08 | Common Stock | F | 2410 | $44.52 | Disposed | 314494.2063 | Direct |
| 2013-02-08 | Common Stock | G | 3039 | $44.52 | Disposed | 311455.2063 | Direct |
| 2013-02-08 | Common Stock | G | 3039 | $44.52 | Acquired | 162993 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-08 | Deferred Compensation Company Stock Plan | $ | M | 102856 | Disposed | Common Stock (102856) | Direct | |
| 2013-02-08 | Deferred Compensation Company Stock Plan | $ | M | 5449 | Disposed | Common Stock (5449) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7811.135 | Indirect |
| Common Stock | 287813 | Indirect |
Footnotes
F1: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Shares acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F3: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Plan due to retirement as an officer of the Company.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.