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BALL Corp — Director's Dealing 2013
Mar 19, 2013
30458_dirs_2013-03-19_c788c53e-3d54-4666-8fdc-0f435d97dcea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-03-15
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-15 | Common Stock | J | 9.9557 | $46.01 | Acquired | 36460.4894 | Direct |
| 2013-03-15 | Common Stock | J | 103.6738 | $46.01 | Acquired | 140599.3917 | Indirect |
| 2013-03-15 | Common Stock | J | 91 | $46.01 | Acquired | 36551.4894 | Direct |
| 2013-03-15 | Common Stock | F | 91 | $46.01 | Disposed | 36460.4894 | Direct |
| 2013-03-15 | Common Stock | F | 768 | $46.01 | Disposed | 142231.3917 | Indirect |
| 2013-03-15 | Common Stock | J | 2400 | $46.01 | Acquired | 142999.3917 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 111.7348 | Acquired | Common Stock (111.7348) | Direct | |
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 270.5638 | Acquired | Common Stock (270.5638) | Indirect | |
| 2013-03-15 | Restricted Stock Units | $ | J | 2700 | Disposed | Common Stock (2700) | Direct | |
| 2013-03-15 | Restricted Stock Units | $ | J | 2400 | Disposed | Common Stock (2400) | Indirect | |
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 2956.7505 | Acquired | Common Stock (2956.7505) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2260.681 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Common stock acquired upon the lapse of Table II Deposit Share Program (DSP) Restricted Stock Units (RSUs).
F4: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II DSP Restricted Stock Units.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F10: Lapse of DSP Restricted Stock Units.
F11: Lapse of DSP Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.