AI assistant
BALL Corp — Director's Dealing 2013
Mar 19, 2013
30458_dirs_2013-03-19_452c9ab2-9e8f-42c7-beff-70fd2dc60c76.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-03-15
Reporting Person: HAYES JOHN A (Director, PRESIDENT & C.E.O. BALL CORP.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-15 | Common Stock | J | 168.5518 | $46.01 | Acquired | 140552.8976 | Direct |
| 2013-03-15 | Common Stock | J | 9000 | $46.01 | Acquired | 149552.8976 | Direct |
| 2013-03-15 | Common Stock | F | 4193 | $46.01 | Disposed | 145359.8976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 427.9481 | Acquired | Common Stock (427.9481) | Direct | |
| 2013-03-15 | Restricted Stock Units | $ | J | 9000 | Disposed | Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4354.98 | Indirect |
| Common Stock | 68200 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Common stock acquired upon the lapse of Table II Deposit Share Program (DSP) Restricted Stock Units (RSUs).
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II DSP Restricted Stock Units.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: East restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F10: Lapse of DSP Restricted Stock Units.