AI assistant
BALL Corp — Director's Dealing 2013
Mar 19, 2013
30458_dirs_2013-03-19_0bc8c404-ecc7-4f93-82b7-2bba40756340.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-03-15
Reporting Person: Peterson James N (VP, Marketing & Corp. Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-15 | Common Stock | J | 1456 | $46.01 | Acquired | 13377.1212 | Direct |
| 2013-03-15 | Common Stock | F | 466 | $46.01 | Disposed | 12911.1212 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 29.8626 | Acquired | Common Stock (29.8626) | Direct | |
| 2013-03-15 | Restricted Stock Units | $ | J | 2911 | Disposed | Common Stock (2911) | Direct | |
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 1457.8922 | Acquired | Common Stock (1457.8922) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1536.741 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Deposit Share Program (DSP) Restricted Stock Units (RSUs).
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II DSP Restricted Stock Units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F6: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of DSP Restricted Stock Units.
F9: Lapse of DSP Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.