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BALL Corp — Director's Dealing 2013
Mar 19, 2013
30458_dirs_2013-03-19_093444f1-3c49-4b03-8d93-3b79f8b9fa28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-03-15
Reporting Person: Knobel Jeff A (Vice President & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-15 | Common Stock | J | 794 | $46.01 | Acquired | 16998.1893 | Direct |
| 2013-03-15 | Common Stock | F | 254 | $46.01 | Disposed | 16744.1893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 10.2126 | Acquired | Common Stock (10.2126) | Direct | |
| 2013-03-15 | Restricted Stock Units | $ | J | 1588 | Disposed | Common Stock (1588) | Direct | |
| 2013-03-15 | Deferred Compensation Company Stock Plan | $ | J | 952.8 | Acquired | Common Stock (952.8) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 856.26 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Deposit Share Program (DSP) Restricted Stock Units (RSUs).
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II DSP Restricted Stock Units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of DSP Restricted Stock Units.
F9: Lapse of DSP Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.