AI assistant
BALL Corp — Director's Dealing 2013
May 1, 2013
30458_dirs_2013-05-01_efa54aad-1af2-47ba-ad75-1e5fae208d35.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-04-30
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-30 | Common Stock | J | 2977 | $44.12 | Acquired | 145267.5303 | Indirect |
| 2013-04-30 | Common Stock | F | 1387 | $44.12 | Disposed | 143880.5303 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | Restricted Stock Units | $ | J | 2977 | Disposed | Common Stock (2977) | Indirect | |
| 2013-04-30 | Restricted Stock Units | $ | J | 2623 | Disposed | Common Stock (2623) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2299.632 | Indirect |
| Common Stock | 36460.4894 | Direct |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Restricted Stock Units cancelled due to reporting person's spouse's retirement from Ball Aerospace & Technologies Corp.