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BALL Corp — Director's Dealing 2013
May 28, 2013
30458_dirs_2013-05-28_d690d909-150e-4a5b-9438-26f7d538d947.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-05-24
Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-24 | Common Stock | M | 2000 | $44.39 | Acquired | 45110.4113 | Direct |
| 2013-05-24 | Common Stock | M | 2680 | $44.39 | Acquired | 47790.4113 | Direct |
| 2013-05-24 | Common Stock | M | 1950 | $44.39 | Acquired | 49740.4113 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-24 | Stock Option (iso) (Right to Buy) | $21.845 | M | 2000 | Disposed | 2016-04-26 | Common Stock (2000) | Direct |
| 2013-05-24 | Stock Option (iso) (Right to Buy) | $24.66 | M | 2680 | Disposed | 2017-04-25 | Common Stock (2680) | Direct |
| 2013-05-24 | Stock Option (iso) (Right to Buy) | $20.04 | M | 1950 | Disposed | 2019-01-28 | Common Stock (1950) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2150.741 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 640 | Indirect |
Footnotes
F1: Exercise of Stock Options (ISO).
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
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