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BALL Corp — Director's Dealing 2013
Jun 18, 2013
30458_dirs_2013-06-18_911d6bda-7998-498e-a4c0-535dc10719f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-06-14
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-14 | Common Stock | J | 1800 | $43.34 | Acquired | 143644.5217 | Direct |
| 2013-06-14 | Common Stock | F | 839 | $43.34 | Disposed | 142805.5217 | Direct |
| 2013-06-17 | Common Stock | J | 95.6561 | $43.27 | Acquired | 142901.1778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-14 | Restricted Stock Units | $ | J | 1800 | Disposed | Common Stock (1800) | Direct | |
| 2013-06-17 | Deferred Compensation Company Stock Plan | $ | J | 233.2246 | Acquired | Common Stock (233.2246) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3848.239 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.