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BALL Corp — Director's Dealing 2013
Sep 18, 2013
30458_dirs_2013-09-18_caae0c19-eae1-4fff-a9b8-5adeba19b94a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-09-17
Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-17 | Common Stock | J | 9.3742 | $45.78 | Acquired | 33559.6739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-17 | Deferred Compensation Company Stock Plan | $ | J | 89.6964 | Acquired | Common Stock (89.6964) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2150.741 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 640 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.