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BALL Corp — Director's Dealing 2013
Nov 7, 2013
30458_dirs_2013-11-07_884846c8-f693-43ec-a489-717ec2d97aee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-11-06
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-06 | Common Stock | M | 8520 | $19.87 | Acquired | 151620.2539 | Direct |
| 2013-11-06 | Common Stock | S | 700 | $49.87 | Disposed | 150920.2539 | Direct |
| 2013-11-06 | Common Stock | S | 100 | $49.865 | Disposed | 150820.2539 | Direct |
| 2013-11-06 | Common Stock | S | 600 | $49.86 | Disposed | 150220.2539 | Direct |
| 2013-11-06 | Common Stock | S | 200 | $49.855 | Disposed | 150020.2539 | Direct |
| 2013-11-06 | Common Stock | S | 1220 | $49.85 | Disposed | 148800.2539 | Direct |
| 2013-11-06 | Common Stock | S | 700 | $49.84 | Disposed | 148100.2539 | Direct |
| 2013-11-06 | Common Stock | S | 800 | $49.83 | Disposed | 147300.2539 | Direct |
| 2013-11-06 | Common Stock | S | 400 | $49.82 | Disposed | 146900.2539 | Direct |
| 2013-11-06 | Common Stock | S | 100 | $49.815 | Disposed | 146800.2539 | Direct |
| 2013-11-06 | Common Stock | S | 600 | $49.81 | Disposed | 146200.2539 | Direct |
| 2013-11-06 | Common Stock | S | 300 | $49.80 | Disposed | 145900.2539 | Direct |
| 2013-11-06 | Common Stock | S | 943 | $49.79 | Disposed | 144957.2539 | Direct |
| 2013-11-06 | Common Stock | S | 557 | $49.78 | Disposed | 144400.2539 | Direct |
| 2013-11-06 | Common Stock | S | 200 | $49.77 | Disposed | 144200.2539 | Direct |
| 2013-11-06 | Common Stock | S | 900 | $49.76 | Disposed | 143300.2539 | Direct |
| 2013-11-06 | Common Stock | S | 100 | $49.755 | Disposed | 143200.2539 | Direct |
| 2013-11-06 | Common Stock | S | 100 | $49.745 | Disposed | 143100.2539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-06 | Employee Stock Option (Right to Buy) | $19.87 | M | 8520 | Disposed | 2015-04-27 | Common Stock (8520) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3965.966 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Exercise of Stock Options.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
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