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BALL Corp — Director's Dealing 2013
Dec 17, 2013
30458_dirs_2013-12-17_b0f9c5ab-f1d6-42c5-b5fa-1af787d85412.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-12-13
Reporting Person: BRADFORD DOUGLAS K (V.P. FINANCIAL REPORTING & TAX)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Common Stock | J | 600 | $49.91 | Acquired | 23418.6822 | Direct |
| 2013-12-13 | Common Stock | F | 192 | $49.91 | Disposed | 23226.6822 | Direct |
| 2013-12-16 | Common Stock | J | 39.7385 | $50.55 | Acquired | 23266.4207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Restricted Stock Units | $ | J | 600 | Disposed | Common Stock (600) | Direct | |
| 2013-12-16 | Deferred Compensation Company Stock Plan | $ | J | 110.9966 | Acquired | Common Stock (110.9966) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 856.262 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.