AI assistant
BALL Corp — Director's Dealing 2013
Dec 18, 2013
30458_dirs_2013-12-18_c2dd7850-dc7b-4822-8b06-841e21e83236.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2013-12-16
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock | J | 9.1403 | $50.55 | Acquired | 36490.3096 | Direct |
| 2013-12-16 | Common Stock | J | 95.183 | $50.55 | Acquired | 144415.7068 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Deferred Compensation Company Stock Plan | $ | J | 110.2322 | Acquired | Common Stock (110.2322) | Direct | |
| 2013-12-16 | Deferred Compensation Company Stock Plan | $ | J | 248.4053 | Acquired | Common Stock (248.4053) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2441.701 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.