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BALL Corp — Director's Dealing 2012
Jan 18, 2012
30458_dirs_2012-01-18_4a201f13-e993-40e5-a0fa-5763735a9235.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-01-17
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 25000 | $11.8725 | Acquired | 425408.872 | Direct |
| 2012-01-17 | Common Stock | S | 200 | $37.77 | Disposed | 425208.872 | Direct |
| 2012-01-17 | Common Stock | S | 1200 | $37.82 | Disposed | 424008.872 | Direct |
| 2012-01-17 | Common Stock | S | 1400 | $37.83 | Disposed | 422608.872 | Direct |
| 2012-01-17 | Common Stock | S | 10000 | $37.75 | Disposed | 412608.872 | Direct |
| 2012-01-17 | Common Stock | S | 600 | $37.81 | Disposed | 412008.872 | Direct |
| 2012-01-17 | Common Stock | S | 2000 | $37.76 | Disposed | 410008.872 | Direct |
| 2012-01-17 | Common Stock | S | 1038 | $37.80 | Disposed | 408970.872 | Direct |
| 2012-01-17 | Common Stock | S | 600 | $37.79 | Disposed | 408370.872 | Direct |
| 2012-01-17 | Common Stock | S | 7962 | $37.78 | Disposed | 400408.872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Employee Stock Option (Right to Buy) | $11.8725 | M | 25000 | Disposed | 2012-04-23 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7668.547 | Indirect |
| Common Stock | 11959 | Indirect |
| Common Stock | 366002 | Indirect |
Footnotes
F1: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F3: Total number of 401(k) Plan shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.