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BALL Corp — Director's Dealing 2012
Feb 2, 2012
30458_dirs_2012-02-02_ead6be53-057f-45fe-90ec-5d2327dcc2d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-01-31
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-31 | Common Stock | J | 106500 | $39.26 | Acquired | 118459 | Indirect |
| 2012-01-31 | Common Stock | F | 43751 | $39.26 | Disposed | 74708 | Indirect |
| 2012-02-01 | Common Stock | M | 12000 | $11.8725 | Acquired | 412408.872 | Direct |
| 2012-02-01 | Common Stock | S | 12000 | $40.00 | Disposed | 400408.872 | Direct |
| 2012-02-01 | Common Stock | M | 25000 | $11.8725 | Acquired | 425408.872 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $39.62 | Disposed | 425308.872 | Direct |
| 2012-02-01 | Common Stock | S | 1080 | $39.54 | Disposed | 424228.872 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $39.47 | Disposed | 424128.872 | Direct |
| 2012-02-01 | Common Stock | S | 315 | $39.61 | Disposed | 423813.872 | Direct |
| 2012-02-01 | Common Stock | S | 2100 | $39.59 | Disposed | 421713.872 | Direct |
| 2012-02-01 | Common Stock | S | 500 | $39.52 | Disposed | 421213.872 | Direct |
| 2012-02-01 | Common Stock | S | 1100 | $39.55 | Disposed | 420113.872 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $39.555 | Disposed | 420013.872 | Direct |
| 2012-02-01 | Common Stock | S | 3444 | $39.53 | Disposed | 416569.872 | Direct |
| 2012-02-01 | Common Stock | S | 100 | $39.49 | Disposed | 416469.872 | Direct |
| 2012-02-01 | Common Stock | S | 5000 | $39.45 | Disposed | 411469.872 | Direct |
| 2012-02-01 | Common Stock | S | 5083 | $39.48 | Disposed | 406386.872 | Direct |
| 2012-02-01 | Common Stock | S | 300 | $39.57 | Disposed | 406086.872 | Direct |
| 2012-02-01 | Common Stock | S | 5000 | $39.50 | Disposed | 401086.872 | Direct |
| 2012-02-01 | Common Stock | S | 300 | $39.5201 | Disposed | 400786.872 | Direct |
| 2012-02-01 | Common Stock | S | 378 | $39.51 | Disposed | 400408.872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-31 | Restricted Stock Units | $ | J | 112000 | Disposed | Common Stock (112000) | Direct | |
| 2012-01-31 | Deferred Compensation Company Stock Plan | $ | J | 6009.4244 | Acquired | Common Stock (6009.4244) | Direct | |
| 2012-02-01 | Employee Stock Option (Right to Buy) | $11.8725 | M | 12000 | Disposed | 2012-04-23 | Common Stock (12000) | Direct |
| 2012-02-01 | Employee Stock Option (Right to Buy) | $11.8725 | M | 25000 | Disposed | 2012-04-23 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7668.547 | Indirect |
| Common Stock | 366002 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F4: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of restricted stock units.
F9: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F10: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F11: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F12: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.