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BALL Corp — Director's Dealing 2012
Feb 2, 2012
30458_dirs_2012-02-02_f4f86509-7679-4d0a-a6c9-8a673707ce48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-01-31
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-31 | Common Stock | J | 6000 | $39.26 | Acquired | 33077.6689 | Direct |
| 2012-01-31 | Common Stock | J | 11200 | $39.26 | Acquired | 122595.8096 | Indirect |
| 2012-01-31 | Common Stock | F | 1958 | $39.26 | Disposed | 31119.6689 | Direct |
| 2012-01-31 | Common Stock | F | 3565 | $39.26 | Disposed | 119030.8096 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-31 | Restricted Stock Units | $ | J | 6000 | Disposed | Common Stock (6000) | Direct | |
| 2012-01-31 | Restricted Stock Units | $ | J | 11200 | Disposed | Common Stock (11200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1944.802 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restricted stock units.