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BALL Corp — Director's Dealing 2012
Feb 2, 2012
30458_dirs_2012-02-02_973b8e98-b085-45f3-b5e2-98b6a27f5f1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-01-31
Reporting Person: Barker Shawn M (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-31 | Common Stock | M | 9400 | $25.225 | Acquired | 17158.2977 | Direct |
| 2012-01-31 | Common Stock | M | 1127 | $25.055 | Acquired | 18285.2977 | Direct |
| 2012-01-31 | Common Stock | M | 7500 | $20.04 | Acquired | 25785.2977 | Direct |
| 2012-01-31 | Common Stock | M | 100 | $25.055 | Acquired | 25885.2977 | Direct |
| 2012-01-31 | Common Stock | S | 100 | $39.16 | Disposed | 25785.2977 | Direct |
| 2012-01-31 | Common Stock | M | 774 | $24.66 | Acquired | 26559.2977 | Direct |
| 2012-01-31 | Common Stock | M | 529 | $24.66 | Acquired | 27088.2977 | Direct |
| 2012-01-31 | Common Stock | S | 529 | $39.17 | Disposed | 26559.2977 | Direct |
| 2012-01-31 | Common Stock | M | 336 | $24.66 | Acquired | 26895.2977 | Direct |
| 2012-01-31 | Common Stock | S | 336 | $39.16 | Disposed | 26559.2977 | Direct |
| 2012-01-31 | Common Stock | M | 611 | $24.66 | Acquired | 27170.2977 | Direct |
| 2012-01-31 | Common Stock | S | 611 | $39.15 | Disposed | 26559.2977 | Direct |
| 2012-01-31 | Common Stock | J | 2000 | $39.26 | Acquired | 28559.2977 | Direct |
| 2012-01-31 | Common Stock | F | 706 | $39.26 | Disposed | 27853.2977 | Direct |
| 2012-01-31 | Common Stock | M | 1500 | $25.055 | Acquired | 29353.2977 | Direct |
| 2012-01-31 | Common Stock | M | 750 | $24.66 | Acquired | 30103.2977 | Direct |
| 2012-01-31 | Common Stock | M | 304 | $25.055 | Acquired | 30407.2977 | Direct |
| 2012-01-31 | Common Stock | S | 304 | $39.15 | Disposed | 30103.2977 | Direct |
| 2012-01-31 | Common Stock | M | 1844 | $25.055 | Acquired | 31947.2977 | Direct |
| 2012-01-31 | Common Stock | S | 1844 | $39.14 | Disposed | 30103.2977 | Direct |
| 2012-01-31 | Common Stock | F | 13739 | $39.26 | Disposed | 16364.2977 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $25.055 | M | 1127 | Disposed | 2018-04-23 | Common Stock (1127) | Direct |
| 2012-01-31 | Stock Appreciation Rights (sars) | $25.225 | M | 9400 | Disposed | 2020-01-27 | Common Stock (9400) | Direct |
| 2012-01-31 | Stock Appreciation Rights (sars) | $20.04 | M | 7500 | Disposed | 2019-01-28 | Common Stock (7500) | Direct |
| 2012-01-31 | Stock Appreciation Rights (sars) | $25.055 | M | 1500 | Disposed | 2018-04-23 | Common Stock (1500) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $25.055 | M | 304 | Disposed | 2018-04-23 | Common Stock (304) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $24.66 | M | 774 | Disposed | 2017-04-25 | Common Stock (774) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $24.66 | M | 529 | Disposed | 2017-04-25 | Common Stock (529) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $24.66 | M | 336 | Disposed | 2017-04-25 | Common Stock (336) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $24.66 | M | 611 | Disposed | 2017-04-25 | Common Stock (611) | Direct |
| 2012-01-31 | Restricted Stock Units | $ | J | 4000 | Disposed | Common Stock (4000) | Direct | |
| 2012-01-31 | Deferred Compensation Company Stock Plan | $ | J | 2400 | Acquired | Common Stock (2400) | Direct | |
| 2012-01-31 | Stock Appreciation Rights (sars) | $24.66 | M | 750 | Disposed | 2017-04-25 | Common Stock (750) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $25.055 | M | 1844 | Disposed | 2018-04-23 | Common Stock (1844) | Direct |
| 2012-01-31 | Stock Option (iso) (Right to Buy) | $25.055 | M | 100 | Disposed | 2018-04-23 | Common Stock (100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 478.29 | Indirect |
Footnotes
F1: Exercise of Stock Appreciation Rights (SARS).
F2: Exercise of stock option (ISO).
F3: Common stock acquired upon the lapse of Table II restricted Stock Units.
F4: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F5: Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).
F6: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of restricted stock units.
F9: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F10: Lapse of restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F11: Stock Units in the Ball Corporation Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.