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BALL Corp — Director's Dealing 2012
Feb 6, 2012
30458_dirs_2012-02-06_6b08d0ee-037a-4e1c-b3b2-bf0d96b8d4d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-02-02
Reporting Person: Knobel Jeff A (Vice President & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | M | 800 | $17.055 | Acquired | 12965.6963 | Direct |
| 2012-02-02 | Common Stock | S | 800 | $40.12 | Disposed | 12165.6963 | Direct |
| 2012-02-02 | Common Stock | M | 419 | $17.055 | Acquired | 12584.6963 | Direct |
| 2012-02-02 | Common Stock | S | 419 | $40.11 | Disposed | 12165.6963 | Direct |
| 2012-02-02 | Common Stock | M | 4281 | $17.055 | Acquired | 16446.6963 | Direct |
| 2012-02-02 | Common Stock | M | 2625 | $20.04 | Acquired | 19071.6963 | Direct |
| 2012-02-02 | Common Stock | D | 1730 | $39.70 | Disposed | 17341.6963 | Direct |
| 2012-02-02 | Common Stock | M | 875 | $20.04 | Acquired | 18216.6963 | Direct |
| 2012-02-02 | Common Stock | M | 550 | $25.225 | Acquired | 18766.6963 | Direct |
| 2012-02-02 | Common Stock | S | 4281 | $40.10 | Disposed | 14485.6963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Employee Stock Option (Right to Buy) | $17.055 | M | 800 | Disposed | 2014-04-28 | Common Stock (800) | Direct |
| 2012-02-02 | Stock Appreciation Rights (sars) | $20.04 | M | 2625 | Disposed | 2019-01-28 | Common Stock (2625) | Direct |
| 2012-02-02 | Employee Stock Option (Right to Buy) | $17.055 | M | 419 | Disposed | 2014-04-28 | Common Stock (419) | Direct |
| 2012-02-02 | Employee Stock Option (Right to Buy) | $17.055 | M | 4281 | Disposed | 2014-04-28 | Common Stock (4281) | Direct |
| 2012-02-02 | Stock Option (iso) (Right to Buy) | $20.04 | M | 875 | Disposed | 2019-01-28 | Common Stock (875) | Direct |
| 2012-02-02 | Stock Option (iso) (Right to Buy) | $25.225 | M | 550 | Disposed | 2020-01-27 | Common Stock (550) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 575.181 | Indirect |
Footnotes
F1: Exercise of Stock Options.
F2: Exercise of Stock Appreciation Rights (SARs).
F3: Exercise of Stock Options (ISO).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the SARs.
F7: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option (ISO).