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BALL Corp — Director's Dealing 2012
Feb 15, 2012
30458_dirs_2012-02-14_c9d43983-f487-4ea7-9912-f998d26009ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-02-10
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-10 | Common Stock | F | 28047 | $35.71 | Disposed | 372361.872 | Direct |
| 2012-02-10 | Common Stock | F | 56620 | $35.71 | Disposed | 315741.872 | Direct |
| 2012-02-10 | Common Stock | F | 2381 | $39.26 | Disposed | 313360.872 | Direct |
| 2012-02-10 | Common Stock | M | 6009 | $39.26 | Acquired | 319369.872 | Direct |
| 2012-02-10 | Common Stock | M | 142871 | $35.71 | Acquired | 462240.872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-10 | Deferred Compensation Company Stock Plan | $ | M | 142871 | Disposed | Common Stock (142871) | Direct | |
| 2012-02-10 | Deferred Compensation Company Stock Plan | $ | M | 6009 | Disposed | Common Stock (6009) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7668.547 | Indirect |
| Common Stock | 74708 | Indirect |
| Common Stock | 366002 | Indirect |
Footnotes
F1: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: Shares withheld for payment of the tax obligation on the lapse of deferred compensation payment under the Ball Corporation 2005 Deferred Compensation Company Stock Plan
F3: Shares acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Plan due to retirement as an officer of the Company.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.