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BALL Corp — Director's Dealing 2012
Feb 16, 2012
30458_dirs_2012-02-16_8d5821df-e44a-4ca3-8dba-1f8a79e0de65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-02-16
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | M | 25000 | $11.8725 | Acquired | 487240.872 | Direct |
| 2012-02-16 | Common Stock | S | 300 | $39.78 | Disposed | 486940.872 | Direct |
| 2012-02-16 | Common Stock | S | 200 | $39.76 | Disposed | 486740.872 | Direct |
| 2012-02-16 | Common Stock | S | 2200 | $39.71 | Disposed | 484540.872 | Direct |
| 2012-02-16 | Common Stock | S | 500 | $39.59 | Disposed | 484040.872 | Direct |
| 2012-02-16 | Common Stock | S | 200 | $39.79 | Disposed | 483840.872 | Direct |
| 2012-02-16 | Common Stock | S | 200 | $39.69 | Disposed | 483640.872 | Direct |
| 2012-02-16 | Common Stock | S | 900 | $39.65 | Disposed | 482740.872 | Direct |
| 2012-02-16 | Common Stock | S | 200 | $39.61 | Disposed | 482540.872 | Direct |
| 2012-02-16 | Common Stock | S | 100 | $39.67 | Disposed | 482440.872 | Direct |
| 2012-02-16 | Common Stock | S | 3800 | $39.64 | Disposed | 478640.872 | Direct |
| 2012-02-16 | Common Stock | S | 1200 | $39.60 | Disposed | 477440.872 | Direct |
| 2012-02-16 | Common Stock | S | 906 | $39.58 | Disposed | 476534.872 | Direct |
| 2012-02-16 | Common Stock | S | 112 | $39.57 | Disposed | 476422.872 | Direct |
| 2012-02-16 | Common Stock | S | 5000 | $39.80 | Disposed | 471422.872 | Direct |
| 2012-02-16 | Common Stock | S | 200 | $39.75 | Disposed | 471222.872 | Direct |
| 2012-02-16 | Common Stock | S | 1800 | $39.72 | Disposed | 469422.872 | Direct |
| 2012-02-16 | Common Stock | S | 5100 | $39.77 | Disposed | 464322.872 | Direct |
| 2012-02-16 | Common Stock | S | 2082 | $39.56 | Disposed | 462240.872 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-16 | Employee Stock Option (Right to Buy) | $11.8725 | M | 25000 | Disposed | 2012-04-23 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7668.547 | Indirect |
| Common Stock | 74708 | Indirect |
| Common Stock | 366002 | Indirect |
Footnotes
F1: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F3: Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.