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BALL Corp — Director's Dealing 2012
Mar 16, 2012
30458_dirs_2012-03-16_7a2bb049-42c8-4b7a-aaf7-7177a65b7080.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-03-15
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P. & C.O.O. GLOBAL PKG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-15 | Common Stock | M | 8000 | $11.8725 | Acquired | 379054.034 | Direct |
| 2012-03-15 | Common Stock | S | 8000 | $40.28 | Disposed | 371054.034 | Direct |
| 2012-03-15 | Common Stock | J | 358.5262 | $40.63 | Acquired | 371412.5602 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-15 | Employee Stock Option (Right to Buy) | $11.8725 | M | 8000 | Disposed | 2012-04-23 | Common Stock (8000) | Direct |
| 2012-03-15 | Deferred Compensation Company Stock Plan | $ | J | 407.5914 | Acquired | Common Stock (407.5914) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13759.857 | Indirect |
| Common Stock | 9750 | Indirect |
Footnotes
F1: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on November 1, 2011.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.