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BALL Corp — Director's Dealing 2012
Apr 2, 2012
30458_dirs_2012-04-02_9c8c3baf-568b-4989-8e58-61a85b4d8469.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-04-02
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | S | 100 | $42.58 | Disposed | 462948.2119 | Direct |
| 2012-04-02 | Common Stock | S | 300 | $42.60 | Disposed | 462648.2119 | Direct |
| 2012-04-02 | Common Stock | S | 100 | $42.64 | Disposed | 462548.2119 | Direct |
| 2012-04-02 | Common Stock | S | 100 | $42.66 | Disposed | 462448.2119 | Direct |
| 2012-04-02 | Common Stock | S | 100 | $42.67 | Disposed | 462348.2119 | Direct |
| 2012-04-02 | Common Stock | S | 500 | $42.69 | Disposed | 461848.2119 | Direct |
| 2012-04-02 | Common Stock | S | 200 | $42.72 | Disposed | 461648.2119 | Direct |
| 2012-04-02 | Common Stock | S | 200 | $42.73 | Disposed | 461448.2119 | Direct |
| 2012-04-02 | Common Stock | S | 1000 | $42.74 | Disposed | 460448.2119 | Direct |
| 2012-04-02 | Common Stock | S | 400 | $42.75 | Disposed | 460048.2119 | Direct |
| 2012-04-02 | Common Stock | S | 400 | $42.76 | Disposed | 459648.2119 | Direct |
| 2012-04-02 | Common Stock | S | 600 | $42.77 | Disposed | 459048.2119 | Direct |
| 2012-04-02 | Common Stock | S | 400 | $42.78 | Disposed | 458648.2119 | Direct |
| 2012-04-02 | Common Stock | S | 900 | $42.79 | Disposed | 457748.2119 | Direct |
| 2012-04-02 | Common Stock | S | 2000 | $42.80 | Disposed | 455748.2119 | Direct |
| 2012-04-02 | Common Stock | S | 900 | $42.81 | Disposed | 454848.2119 | Direct |
| 2012-04-02 | Common Stock | S | 1997 | $42.82 | Disposed | 452851.2119 | Direct |
| 2012-04-02 | Common Stock | S | 1300 | $42.83 | Disposed | 451551.2119 | Direct |
| 2012-04-02 | Common Stock | S | 403 | $42.84 | Disposed | 451148.2119 | Direct |
| 2012-04-02 | Common Stock | S | 1200 | $42.85 | Disposed | 449948.2119 | Direct |
| 2012-04-02 | Common Stock | S | 700 | $42.86 | Disposed | 449248.2119 | Direct |
| 2012-04-02 | Common Stock | S | 700 | $42.87 | Disposed | 448548.2119 | Direct |
| 2012-04-02 | Common Stock | S | 400 | $42.88 | Disposed | 448148.2119 | Direct |
| 2012-04-02 | Common Stock | S | 100 | $42.89 | Disposed | 448048.2119 | Direct |
| 2012-04-02 | Common Stock | M | 15000 | $11.8725 | Acquired | 463048.2119 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Employee Stock Option (Right to Buy) | $11.8725 | M | 15000 | Disposed | 2012-04-23 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7748.408 | Indirect |
| Common Stock | 74708 | Indirect |
| Common Stock | 366002 | Indirect |
Footnotes
F1: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F2: Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 14, 2011.
F3: Total number of 401(k) Plan shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.