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BALL Corp — Director's Dealing 2012
Sep 19, 2012
30458_dirs_2012-09-19_77adb356-a8d3-4829-91f1-e00aeec63376.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-09-18
Reporting Person: HAYES JOHN A (Director, PRESIDENT & C.E.O. BALL CORP.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-18 | Common Stock | M | 12000 | $14.0775 | Acquired | 217500.5556 | Direct |
| 2012-09-18 | Common Stock | S | 5000 | $43.09 | Disposed | 212500.5556 | Direct |
| 2012-09-18 | Common Stock | S | 2000 | $42.90 | Disposed | 210500.5556 | Direct |
| 2012-09-18 | Common Stock | S | 100 | $42.855 | Disposed | 210400.5556 | Direct |
| 2012-09-18 | Common Stock | S | 100 | $42.79 | Disposed | 210300.5556 | Direct |
| 2012-09-18 | Common Stock | S | 500 | $42.78 | Disposed | 209800.5556 | Direct |
| 2012-09-18 | Common Stock | S | 4300 | $42.75 | Disposed | 205500.5556 | Direct |
| 2012-09-18 | Common Stock | J | 137.7134 | $43.12 | Acquired | 205638.269 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-18 | Employee Stock Option (Right to Buy) | $14.0775 | M | 12000 | Disposed | 2013-04-22 | Common Stock (12000) | Direct |
| 2012-09-18 | Deferred Compensation Company Stock Plan | $ | J | 313.7602 | Acquired | Common Stock (313.7602) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4338.005 | Indirect |
Footnotes
F1: Exercise of stock options.
F2: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.