AI assistant
BALL Corp — Director's Dealing 2012
Sep 19, 2012
30458_dirs_2012-09-19_0db9a91d-ecec-42fd-95c8-053446ab05a6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-09-18
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-18 | Common Stock | J | 8.1343 | $43.12 | Acquired | 31144.5799 | Direct |
| 2012-09-18 | Common Stock | J | 84.7055 | $43.12 | Acquired | 130566.0533 | Indirect |
| 2012-09-19 | Common Stock | M | 5000 | $14.0775 | Acquired | 36144.5799 | Direct |
| 2012-09-19 | Common Stock | S | 3151 | $42.9903 | Disposed | 32993.5799 | Direct |
| 2012-09-19 | Common Stock | M | 9000 | $14.0775 | Acquired | 139566.0533 | Indirect |
| 2012-09-19 | Common Stock | S | 3073 | $43.00 | Disposed | 136493.0533 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-18 | Deferred Compensation Company Stock Plan | $ | J | 90.0747 | Acquired | Common Stock (90.0747) | Direct | |
| 2012-09-18 | Deferred Compensation Company Stock Plan | $ | J | 209.1475 | Acquired | Common Stock (209.1475) | Indirect | |
| 2012-09-19 | Employee Stock Option (Right to Buy) | $14.0775 | M | 5000 | Disposed | 2013-04-23 | Common Stock (5000) | Direct |
| 2012-09-19 | Stock Option (Right to Buy) | $14.0775 | M | 9000 | Disposed | 2013-04-22 | Common Stock (9000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2135.808 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Exercise of stock options.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F8: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.