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BALL Corp — Director's Dealing 2012
Dec 18, 2012
30458_dirs_2012-12-18_ae70fdc1-48e9-4c28-ae89-9ff5c4135ff7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2012-12-17
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-17 | Common Stock | J | 7.9538 | $44.20 | Acquired | 33001.5337 | Direct |
| 2012-12-17 | Common Stock | J | 82.8274 | $44.20 | Acquired | 134094.9542 | Indirect |
| 2012-12-18 | Common Stock | M | 9000 | $14.0775 | Acquired | 143094.9542 | Indirect |
| 2012-12-18 | Common Stock | S | 7800 | $44.37 | Disposed | 135294.9542 | Indirect |
| 2012-12-18 | Common Stock | S | 1200 | $44.39 | Disposed | 134094.9542 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Deferred Compensation Company Stock Plan | $ | J | 88.0774 | Acquired | Common Stock (88.0774) | Direct | |
| 2012-12-17 | Deferred Compensation Company Stock Plan | $ | J | 204.51 | Acquired | Common Stock (204.51) | Indirect | |
| 2012-12-18 | Stock Option (iso) (Right to Buy) | $14.0775 | M | 9000 | Disposed | 2013-04-22 | Common Stock (9000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2193.815 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Exercise of Incentive Stock Options (ISO)
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F8: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.