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BALL Corp — Director's Dealing 2011
Feb 1, 2011
30458_dirs_2011-02-01_fe9c0d9e-47e8-4cda-b40d-b67e32bb56a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-01-31
Reporting Person: HOOVER R DAVID (Director, CHAIRMAN OF THE BOARD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-31 | Common Stock | J | 65000 | $71.13 | Acquired | 269542.3685 | Direct |
| 2011-01-31 | Common Stock | F | 25351 | $71.13 | Disposed | 244191.3685 | Direct |
| 2011-01-31 | Common Stock | G | 39649 | $71.13 | Disposed | 204542.3685 | Direct |
| 2011-01-31 | Common Stock | G | 39649 | $71.13 | Acquired | 177474 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-31 | Restricted Stock Units | $ | J | 67750 | Disposed | Common Stock (67750) | Direct | |
| 2011-01-31 | Deferred Compensation Company Stock Plan | $ | J | 3031.1753 | Acquired | Common Stock (3031.1753) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3764.237 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Gift to The Suzanne A. Hoover Revocable Trust. Reporting Person disclaims any beneficial ownership in this Trust's securities.
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Lapse of Restricted Stock Units.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.