AI assistant
BALL Corp — Director's Dealing 2011
Feb 1, 2011
30458_dirs_2011-02-01_f9362dc4-d5c3-44e5-acea-5e908515d27a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-01-31
Reporting Person: SEABROOK RAYMOND J (EXEC. V.P. & C.O.O. GLOBAL PKG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-31 | Common Stock | J | 13500 | $71.13 | Acquired | 179993.2939 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-31 | Restricted Stock Units | $ | J | 20000 | Disposed | Common Stock (20000) | Direct | |
| 2011-01-31 | Deferred Compensation Company Stock Plan | $ | J | 6781.1753 | Acquired | Common Stock (6781.1753) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6830.255 | Indirect |
| Common Stock | 4525 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Lapse of restricted stock units.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.