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BALL Corp — Director's Dealing 2011
Feb 2, 2011
30458_dirs_2011-02-01_13656811-a97f-4fe2-8683-d997ff594684.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-01-31
Reporting Person: Pauley Lisa Ann (VP,Administration & Compliance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-31 | Common Stock | J | 160 | $71.13 | Acquired | 10347.4955 | Direct |
| 2011-01-31 | Common Stock | J | 225 | $71.13 | Acquired | 47662.3569 | Indirect |
| 2011-01-31 | Common Stock | F | 160 | $71.13 | Disposed | 10187.4955 | Direct |
| 2011-01-31 | Common Stock | F | 225 | $71.13 | Disposed | 47437.3569 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-31 | Restricted Stock Units | $ | J | 4000 | Disposed | Common Stock (4000) | Direct | |
| 2011-01-31 | Restricted Stock Units | $ | J | 7500 | Disposed | Common Stock (7500) | Indirect | |
| 2011-01-31 | Deferred Compensation Company Stock Plan | $ | J | 4121.1753 | Acquired | Common Stock (4121.1753) | Direct | |
| 2011-01-31 | Deferred Compensation Company Stock Plan | $ | J | 7556.1753 | Acquired | Common Stock (7556.1753) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 826.315 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Lapse of restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.