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BALL Corp — Director's Dealing 2011
Jun 17, 2011
30458_dirs_2011-06-16_957d58dc-e5a6-4c19-ace2-42141da6ec3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2011-06-14
Reporting Person: WESTERLUND DAVID A (EXEC VP, ADMIN & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-14 | Common Stock | M | 2000 | $11.8725 | Acquired | 225465.5173 | Direct |
| 2011-06-14 | Common Stock | S | 2000 | $38.11 | Disposed | 223465.5173 | Direct |
| 2011-06-15 | Common Stock | J | 248.4347 | $37.54 | Acquired | 223713.952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-14 | Employee Stock Option (Right to Buy) | $11.8725 | M | 2000 | Disposed | 2012-04-23 | Common Stock (2000) | Direct |
| 2011-06-15 | Deferred Compensation Company Stock Plan | $ | J | 192.0519 | Acquired | Common Stock (192.0519) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5877.03 | Indirect |
| Common Stock | 6156 | Indirect |
Footnotes
F1: Exercise of Stock Options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
F2: Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
F3: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F4: Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of the spouse's securities.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.
F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F8: Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.